| 书目名称 | Strategies of Financial Regulation |
| 副标题 | Divergent Approaches |
| 编辑 | Junghoon Kim |
| 视频video | http://file.papertrans.cn/880/879017/879017.mp4 |
| 概述 | Applies the accumulated theories of comparative law and regulations to conduct of business regulation.Analyzes the causes of regulatory failures and suggests measures for improvement.Makes a significa |
| 图书封面 |  |
| 描述 | This book analyses different strategies and their results in implementing financial regulation in terms of rule-making, public enforcement and private enforcement. The analysis is based on a comparative study of conduct of business regulation on mis-selling of financial instruments in the UK and South Korea. It extends into liquidity regulation in the banking sector and credit rating agency regulation. The book concludes that in rule-making, purposive rules are more effective for achieving regulatory goals with minimal undesirable results, but a rule-making system with purposive rules can only work on a foundation of trust among rule-makers, enforcers and the regulates, that with respect to public enforcement, the enforcement strategies should combine the compliance-oriented and deterrence-oriented approaches and be continuously adjusted based on close monitoring of the regulatory outcomes and that in private enforcement, regulation should be instituted as the minimum requirement in private law.. |
| 出版日期 | Book 2020 |
| 关键词 | Financial Regulation; Conduct of Business Regulation; Mis-selling Over-the-Counter Derivatives; Financi |
| 版次 | 1 |
| doi | https://doi.org/10.1007/978-981-15-7329-3 |
| isbn_softcover | 978-981-15-7331-6 |
| isbn_ebook | 978-981-15-7329-3 |
| copyright | The Editor(s) (if applicable) and The Author(s), under exclusive license to Springer Nature Singapor |
|Archiver|手机版|小黑屋|
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