| 书目名称 | New Accountability in Financial Services | | 副标题 | Changing Individual | | 编辑 | Joe McGrath,Ciaran Walker | | 视频video | | | 概述 | Incorporates insiders’ accounts of enforcing financial services regulation and scholarly analysis.Examines individual accountability frameworks in multiple jurisdictions.Locates frameworks in the broa | | 丛书名称 | Palgrave Socio-Legal Studies | | 图书封面 |  | | 描述 | .This book is a critical examination of recently introduced individual accountability regimes that apply to the financial services industry in the UK (SMCR) and Australia (BEAR and the forthcoming FAR), together with a forthcoming new individual accountability regime ( in particular, SEAR) in Ireland. It provides a framework for analysing whether these regimes will achieve behavioural change in the financial services industry. This book argues that, whilst sanctioning individuals to deter future misconduct is an important part of any successful regulatory strategy, the focus should be on ensuring that individuals in the financial services industry internalise the norms of behaviour expected under the new regimes. In this regard, the analysis in this book is informed by criminological theory, regulatory theory and behavioural science. The work also argues for a “trajectory towards professionalisation” of financial services, and banking in particular, as an important means of positively influencing industry-wide norms of behaviour, which have a key influence on firms’ and individuals’ behaviours.. | | 出版日期 | Book 2022 | | 关键词 | financial crime; white-collar crime; crime prevention; accountability regime; regulating banks; law and b | | 版次 | 1 | | doi | https://doi.org/10.1007/978-3-030-88715-5 | | isbn_softcover | 978-3-030-88717-9 | | isbn_ebook | 978-3-030-88715-5Series ISSN 2947-9274 Series E-ISSN 2947-9282 | | issn_series | 2947-9274 | | copyright | The Editor(s) (if applicable) and The Author(s), under exclusive license to Springer Nature Switzerl |
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发表于 2025-3-21 17:56:18
