| 书目名称 | EU Investor Protection Regulation and Liability for Investment Losses | | 副标题 | A Comparative Analys | | 编辑 | Marnix Wallinga | | 视频video | | | 概述 | Offers a comprehensive, in-depth analysis of how the MiFID & MiFID II conduct of business rules influence private law concepts determining an investment firm’s liability towards retail investors, such | | 丛书名称 | Studies in European Economic Law and Regulation | | 图书封面 |  | | 描述 | .This book examines the relationship between the EU investor protection regulations enshrined in MiFID and MiFID II and national contract and torts law. It describes how the effect of the conduct of business rules as implemented in national financial supervision legislation in private law extends to the issue of enforcement, and critically assesses this interaction from the perspective of EU law. In particular, the conclusions identified in the book will deepen readers’ understanding of the interplay between the conduct of business rules and private law norms governing a firm’s liability to pay damages, such as duty of care, attributability of damage, causation, contributory negligence and limitation. In turn, the book identifies the subordination and the complementarity model to conceptualise the interaction between the conduct of business rules and private law norms...Moreover, the book challenges the view that civil courts are – or should be – forced to give privatelaw effects to violation of the MiFID and MiFID II conduct of business rules in line with the subordination model. Instead, the complementarity model is advanced as the preferred approach to this interaction in view o | | 出版日期 | Book 2020 | | 关键词 | MiFID (II); MiFID (II) and private law; Mis-selling of financial instruments; Conduct of business rules | | 版次 | 1 | | doi | https://doi.org/10.1007/978-3-030-54001-2 | | isbn_softcover | 978-3-030-54003-6 | | isbn_ebook | 978-3-030-54001-2Series ISSN 2214-2037 Series E-ISSN 2214-2045 | | issn_series | 2214-2037 | | copyright | Springer Nature Switzerland AG 2020 |
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发表于 2025-3-21 17:16:34
