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Titlebook: Compliance Norms in Financial Institutions; Measures, Case Studi Tomasz Braun Book 2019 The Editor(s) (if applicable) and The Author(s), un

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发表于 2025-3-21 17:25:41 | 显示全部楼层 |阅读模式
书目名称Compliance Norms in Financial Institutions
副标题Measures, Case Studi
编辑Tomasz Braun
视频video
概述Explores how the matrix organisational structure impacts compliance in corporations and what the mechanisms are for cross-border efficiency of compliance norms.Assesses and manages the non-compliance
图书封面Titlebook: Compliance Norms in Financial Institutions; Measures, Case Studi Tomasz Braun Book 2019 The Editor(s) (if applicable) and The Author(s), un
描述.Initially, introducing compliance functions within the financial industry had been forced by regulatory scrutiny. Later, it started to spread to other regulated companies, in particular those publicly listed. Now, compliance has become an asset of corporates that want to build their reliability among clients, shareholders, employees and business partners. This book looks at the efficiency of the compliance measures introduced and the best practices of building compliance norms..This recently observed practice of compliance was triggered by the expectation of regulators, shareholders, clients, business partners and the public for robust compliance mechanisms. This book looks at the vast interest in this topic among business people who strive to introduce the systems and the mechanisms of non-compliance risk management in their companies and at the uncountable difficulties and obstacles they meet. The book fills the gap of thorough analysis of this subject by pointing out the solutions successfully introduced in global financial organizations, and would be of interest to academics, researchers and practitioners in corporate finance, corporate governance and risk management.. .
出版日期Book 2019
关键词Regulators; Corporate Governance; Internal Compliance Norms; Legal Risks Management; International Finan
版次1
doihttps://doi.org/10.1007/978-3-030-24966-3
isbn_softcover978-3-030-24968-7
isbn_ebook978-3-030-24966-3
copyrightThe Editor(s) (if applicable) and The Author(s), under exclusive license to Springer Nature Switzerl
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发表于 2025-3-21 23:30:26 | 显示全部楼层
Compliance Norms and Legal Coherence,addressed to legal systems, which is their consistency. The effect of compliance norms is not only to ensure compliance with the law, i.e. the effectiveness of the law, but also to regulate issues previously reserved for the competence of lawmakers. The question therefore arises as to whether this d
发表于 2025-3-22 02:32:02 | 显示全部楼层
Compliance in Financial Institutions: Tasks, Functions and Structure,es appointed to manage non-compliance risk in these institutions, and to describe their position in the organisational structures of financial institutions. The complexity of relations within financial institutions, the complications of transactions, the extensive decision-making structures equipped
发表于 2025-3-22 06:07:07 | 显示全部楼层
The Scope of Compliance Norms in Financial Institutions,d in the first subsection to reference these norms to other, external norms in relation to their impact on compliance norms in financial institutions. This applies to rulebooks such as those of the Basel Committee, but also to the general principles of the US and the EU legislation.
发表于 2025-3-22 09:55:32 | 显示全部楼层
The Impact of Cultural Differences on Compliance Norms,he practical ways to eliminate the difficulties in building uniform compliance normative systems for international financial institutions. The results of the research conducted in the writing of this book confirm the hypothesis that different cultural conditions have an impact not only on the manner
发表于 2025-3-22 15:01:08 | 显示全部楼层
,Organising Postulates—A Proposal for a Model Approach,e hierarchy of norms existing in any of these institutions. However, it is the result of analyses and collection of conclusions drawn from them, taking into account the mutual relations between compliance norms.
发表于 2025-3-22 20:25:39 | 显示全部楼层
Book 2019r regulated companies, in particular those publicly listed. Now, compliance has become an asset of corporates that want to build their reliability among clients, shareholders, employees and business partners. This book looks at the efficiency of the compliance measures introduced and the best practi
发表于 2025-3-22 23:08:46 | 显示全部楼层
发表于 2025-3-23 02:36:40 | 显示全部楼层
Compliance in Financial Institutions: Tasks, Functions and Structure, with different powers of competence, and the heterogeneity of solutions adopted in the financial institutions, make such a presentation aimed at facilitating an examination at what compliance is in financial institutions today complicated.
发表于 2025-3-23 06:03:24 | 显示全部楼层
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