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Conclusions: The Unbridgeable Gaps with the United States and the Emergence of an Increasingly Self-. Such EU-made rules automatically become requirements for firms, with the Compliance Function behaving as rule-embedder and internal enforcer. Viewed from within-a-firm, the EU investor protection system increasingly resembles a self-sufficient Regulatory Investor Protection Law.猛然一拉 发表于 2025-3-27 07:11:09
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d analyzes how EU-produced public-law rules become a set of compliance requirements for investment services providers. This “.within-the-firm.” angle gauges the self-sufficiency of the EU system of retail inves978-3-030-07985-7978-3-319-90297-5